Securities Lawyer's Deskbook
Welcome to the Securities Lawyer's Deskbook
We have designed the Securities Lawyer’s Deskbook to link the text of laws and regulations to the U.S. Code and Code of Federal Regulations maintained at the Legal Information Institute. This will assure you that the text is current.
Table of Contents
Securities Acts and Their Accompanying Rules/Regulations
- The Securities Act of 1933
- The Securities Exchange Act of 1934
- The Investment Company Act of 1940
- The Investment Advisers Act of 1940
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform And Consumer Protection Act
Regulations
- Standards of Professional Conduct for Attorneys (17 CFR Part 205)
- Regulation S-X (17 CFR Part 210)
- Regulation S-K (17 CFR Part 229)
- Regulation M-A (17 CFR 229.1000 et seq.)
- Regulation AB (17 CFR 229.1100 et seq.)
- Regulation S-T (17 CFR Part 232)
- Regulation M (17 CFR 242.100)
- Regulation SHO (17 CFR 242.200 et seq.)
- Regulation ATS (17 CFR 242.300)
- Customer Margin Requirements for Security Futures (17 CFR 242.400 et seq.)
- Regulation AC (17 CFR 242.500 et seq.)
- Regulation NMS (17 CFR Part 242.600 et seq.)
- Regulation SE (17 CFR 242.800 - 242.835)
- Regulation SBSR (17 CFR 242.900 et seq.)
- Regulation FD (17 CFR Part 243)
- Regulation G (17 CFR Part 244)
- Regulation BTR (17 CFR Part 245)
- Regulation RR (17 CFR Part 246)
- Regulation R (17 CFR Part 247)
- Regulation S-P (17 CFR 248.1 et seq.)
- Regulation S-AM (17 CFR 248.101 et seq.)
- Regulation S-ID (17 CFR 248.201 et seq.)
- [Regulation S-B was removed at 73 Fed. Reg. 934, January 4, 2008. Many of its provisions were moved to other regulations.]