Law

Title VII — Wall Street Transparency and Accountability

Section 701. Short title (See Note to 15 U.S.C. § 8301)

Subtitle A—Regulation of Over-the-Counter Swaps Markets

Part I—Regulatory Authority

Section 711 — Definitions

Section 712 — Review of Regulatory Authority

Section 713 — Portfolio Margining Conforming Changes

Section 714 — Abusive Swaps

Section 715 — Authority to Prohibit Participation in Swap Activities. H. R. 4173—5

Section 716 — Prohibition Against Federal Government Bailouts of Swaps entities

Section 717. New product approval CFTC—SEC process

Section 718 — Determining Status of Novel Derivative Products

Section 719 — Studies

Section 720 — Memorandum

Part II—Regulation Of Swap Markets

Section 721. Definitions.

Section 721(f) — Effective Date

Section 722 — Jurisdiction

Section 723. Clearing

Section 724 — Swaps; Segregation and Bankruptcy Treatment (amended Section 4d of the Commodity Exchange Act)

Section 725 — Derivatives Clearing Organizations

Section 726 — Rulemaking on Conflict of Interest

Section 727 —Public Reporting of Swap Transaction Data

Section 728 — Swap Data Repositories

Section 729 — Reporting and Recordkeeping

Section 730 — Large Swap Trader Reporting

Section 731 — Registration and Regulation of Swap Dealers and Major Swap Participants

Section 732 — Conflicts of Interest

Section 733 — Swap Execution Facilities

Section 734 — Derivatives Transaction Execution Facilities and Exempt Boards of Trade

Section 735 —Designated contract markets

Section 736 — Margin

Section 737 — Position limits

Section 738 — Foreign boards of trade

Section 739 —Legal certainty for swaps

Section 740 — Multilateral clearing organizations (repealed Sections 408 and 409 of the Federal Deposity Insurance Corporation Improvement Act of 1991 (12 U.S.C. 4421, 4422))

Section 741 — Enforcement

Section 742 — Retail Commodity Transactions

Section 743 —Other authority

Section 744 — Restitution remedies

Section 745 — Enhanced compliance by registered entities

Section 746 —Insider trading

Section 747 — Antidisruptive practices authority

Section 748 — Commodity whistleblower incentives and protection

Section 749 — Conforming amendments

  • Section 749(a) —(amended Section 4d of the Commodity Exchange Act)
  • Section 749(b) —(amended Section 4m(3) of the Commodity Exchange Act)
  • Section 749(c) —(amended Section 5c of the Commodity Exchange Act)
  • Section 749(d) —(amended Section 5e of the Commodity Exchange Act)
  • Section 749(e) —(amended Section 6(b) of the Commodity Exchange Act)
  • Section 749(f) — (amended  Section 12(e)(2)(B) of the Commodity Exchange Act)
  • Section 749(g) — (amended Section 17(r)(1) of the Commodity Exchange Act)
  • Section 749(h) — (amended Section 22 of the Commodity Exchange Act)
  • Section 749(i) — (amended Section 408(2)(C) of the Federal Deposit Insurance Corporation Improvement Act of 1991)

Section 750 — Study on Oversight of Carbon Markets

Section 751 — Energy and Environmental Markets Advisory Committee

Section 752 — International Harmonization

Section 753 — Anti-manipulation Authority

Section 754 — Effective date

Subtitle B—Regulation of Security-Based Swap Markets

Section 761 — Definitions under the Securities Exchange Act of 1934 (amended Section 3(a) of the Securities Exchange Act of 1934)

Section 762 — Repeal of Prohibition on Regulation of Security-based Swap Agreements (repealed Sectios 206B and 206C of the Gramm-Leach-Bliley Act and conformed amendements) (See Note to 15 U.S.C. § 78c)

Section 763 — Amendments to the Securities Exchange Act of 1934

Section 764 —Registration and Regulation of Security-based Swap Dealers and Major Security-based Swap Participants (amended the Securities Exchange Act of 1934)

Section 765 — Rulemaking on conflict of interest

Section 766 — Reporting and Recordkeeping (added Section 13A to the Securities Exchange Act of 1934 and amended Sections 13 and 15)

Section 767 —State Gaming and Bucket Shop Laws (amended Section 28(a) of the Securities Exchange Act of 1934)

Section 768 —Amendments to the Securities Act of 1933; treatment of security-based swaps

Section 769 — Definitions under the Investment Company Act of 1940 (amended Section 2(a) of the Investment Company Act of 1940)

Section 770 — Definitions under the Investment Advisers Act of 1940 (amended Section 202(a) of the Investment Advisers Act of 1940)

Section 771 — Other Authority

Section 772 — Jurisdiction (amended Section 36 of the Securities Exchange Act of 1934)

  • Section 772 (b) — Rule of Construction (amended Section 30 of the Securities Exchange Act of 1934)

Section 773 — Civil Penalties

Section 774 — Effective Date