Investment Advisers Act of 1940

Section 201 — Findings

Section 202 — Definitions

Section 203 — Registration of Investment Advisers

Section 203A — State and Federal Responsibilities

Section 204 — Reports by Investment Advisers

Section 204A — Prevention of Misuse of Nonpublic Information

Section 205 — Investment Advisory Contracts

Section 206 — Prohibited Transactions by Investment Advisers

Section 206A — Exemptions

Section 207 — Material Misstatements

Section 208 — General Prohibitions

Section 209 — Enforcement of Title

Section 210 — Disclosure of Information by Commission

Section 210A — Consultation

Section 211 — Rules, Regulations, and Orders of Commission

Section 212 — Hearings

Section 213 — Court Review of Orders

Section 214 — Jurisdiction of Offenses and Suits

Section 215 — Validity of Contracts

Section 216 — [Omitted; terminated effective May 15, 2000, pursuant to § 3003 of the Federal Reports Elimination and Sunset Act of 1995 (Dec. 21, 1995), P.L. 104-66; 109 Stat. 734.]

Section 217 — Penalties

Section 218 — Hiring and Leasing Authority of the Commission

Section 219 — Separability of Provisions

Section 220 — Short Title

Section 221 — Effective Date

Section 222 — State Regulation of Investment Advisers

Section 223 — Custody of Client Accounts

Section 224 — Rule of construction relating to the Commodities Exchange Act