Adoption of Floor Trading Regulation
(Rules 11a-1 to 11a2-2(T))
Rule 11a-1 — Regulation of floor trading.
Rule 11a1-1(T) — Transactions yielding priority, parity, and precedence.
Rule 11a1-2 — Transactions for certain accounts of associated persons of members.
Rule 11a1-3(T) — Bona fide hedge transactions in certain securities.
Rule 11a1-4(T) — Bond transactions on national securities exchanges.
Rule 11a1-6 — Transactions for certain accounts of OTC derivatives dealers.
Rule 11a2-2(T) —Transactions effected by exchange members through other members.