Security-Based Swap Dealer and Participant Definitions
(Rules 3a67-1 to 3a67-10)
Rule 3a67-1 Definition of “major security-based swap participant.”
Rule 3a67-2 Categories of security-based swaps.
Rule 3a67-3 Definition of “substantial position.”
Rule 3a67-4 Definition of “hedging or mitigating commercial risk.”
Rule 3a67-5 Definition of “substantial counterparty exposure.”
Rule 3a67-6 Definition of “financial entity.”
Rule 3a67-7 Definition of “highly leveraged.”
Rule 3a67-8 Timing requirements, reevaluation period, and termination of status.
Rule 3a67-9 Calculation of major participant status by certain persons.
Rule 3a67-10 Foreign major security-based swap participants.