Subtitle I

Sec. 981. Authority to share certain information with foreign authorities. (amending 15 U.S.C. §§ 7201(a), 7215(b)(5))

Sec. 982. Oversight of brokers and dealers. (adding 15 U.S.C. § 7220, amending 15 U.S.C. §§ 7211, 7212, 7213(a), 7214(a), 7215, 7216(a), 7219)  

Sec. 983. Portfolio margining. (amending 15 U.S.C. §§ 78fff-3, 78lll)

Sec. 984. Loan or borrowing of securities. (amending 15 U.S.C. §§ 78j)

Sec. 985. Technical corrections to Federal securities laws. (amending 15 U.S.C. §§ 77c(a)(4), 77r, 77s(d)(6)(A), 77z-2(c)(1)(B)(ii), 77ddd(b), 77qqq(a)(1), 78b, 78c, 78j-1(i)(1)(B), 78m(b)(1), 78o, 78o-5(a)(2), 78q(b)(1)(B), 78u-3(c)(2), 80a-2(a)(19), 80a-9(b)(4)(B), 80a-9(b)(4)(B), 80a-12(d)(1)(J), 80a-17(f), 80a-
60(a)(3)(B)(iii), 80b-3, 80b-6(3), 80b-13(a), 80b-18a)

Sec. 986. Conforming amendments relating to repeal of the Public Utility Holding Company Act of 1935. (amending 15 U.S.C. §§ 77ccc, 77hhh, 77jjj, 77kkk, 77www(b), 77zzz, 78c(a)(47), 78l(k), 78u(h)(2), 80a-2(a)(44),  80a-3(c), 80a-37(b), 80a-49, 80b-2(a)(21), 80b-2(a)(21))

Sec. 987. Amendment to definition of material loss and nonmaterial losses to the Deposit Insurance Fund for purposes of Inspector General reviews. (amending 15 U.S.C. § 1831o)

Sec. 988. Amendment to definition of material loss and nonmaterial losses to the National Credit Union Share Insurance Fund for purposes of Inspector General reviews. (amending 15 U.S.C. § 1790d(j))

Sec. 989. Government Accountability Office study on proprietary trading.

Sec. 989A. Senior investor protections.

Sec. 989B. Designated Federal entity inspectors general independence. (amended 5 U.S.C. App. 8G)

Sec. 989C. Strengthening Inspector General accountability. (amended 5 U.S.C. App. 8G)

Sec. 989D. Removal of Inspectors General of designated Federal entities. (amended 5 U.S.C. App. 8G)

Sec. 989E. Additional oversight of financial regulatory system. (amended 5 U.S.C. App. 11)

Sec. 989F. GAO study of person to person lending.

Sec. 989G. Exemption for nonaccelerated filers.

Sec. 989H. Corrective responses by heads of certain establishments to deficiencies identified by Inspectors General. (amended 5 U.S.C. App.)

Sec. 989I. GAO study regarding exemption for smaller issuers.

Sec. 989J. Further promoting the adoption of the NAIC Model Regulations that enhance protection of seniors and other consumers. (See Note to 15 U.S.C. § 77c)