Subtitle A — Increasing Investor Protection

Sec. 911 — Investor Advisory Committee Established. (added 15 U.S.C. § 78pp)

Sec. 912 — Clarification of Authority of The Commission to Engage in Investor Testing. (amending 15 U.S.C. § 77s)

Sec. 913 — Study And Rulemaking Regarding Obligations of Brokers, Dealers, And Investment Advisers. (See Note to 15 U.S.C. § 78o)

Sec. 914 — Study on Enhancing Investment Adviser Examinations. (See Note to 15 U.S.C. §80b-11)

Sec. 915 — Office of the Investor Advocate. (amending 15 U.S.C. § 78d)

Sec. 916 — Streamlining of Filing Procedures for Self-Regulatory Organizations. (amending 15 U.S.C. § 78s(b))

Sec. 917 —Study Regarding Financial Literacy Among Investors.

Sec. 918 — Study Regarding Mutual Fund Advertising.

Sec. 919 — Clarification Of Commission Authority to Require Investor Disclosures Before Purchase of Investment Products and Services. (amending 15 U.S.C. § 78o)

Sec. 919A — Study on Conflicts of Interest.

Sec. 919B — Study on Improved Investor Access to Information on Investment Advisers and Broker-Dealers. (See Note to 15 U.S.C. § 80b-10)

Sec. 919C — Study on Financial Planners and the Use of Financial Designations.

Sec. 919D — Ombudsman. (amending 15 U.S.C. § 78d(G))