Regulation 13A –
Reports of Issuers of Securities Registered Pursuant to Section 12 (Rules 13a-1 to 13a-20)
ANNUAL REPORTS
Rule 13a-1 — Requirement of annual reports.
Rule 13a-3 — Reporting by Form 40-F registrant.
OTHER REPORTS
Rule 13a-10 — Transition reports.
Rule 13a-11 — Current reports on Form 8-K (§249.308 of this chapter).
Rule 13a-13 — Quarterly reports on Form 10-Q (§249.308a of this chapter).
Rule 13a-14 — Certification of disclosure in annual and quarterly reports.
Rule 13a-15 — Controls and procedures.
Rule 13a-16 — Reports of foreign private issuers on Form 6-K (17 CFR 249.306).
Rule 13a-17 — Reports of asset-backed issuers on Form 10-D (§249.312 of this chapter).
Rule 13a-18 — Compliance with servicing criteria for asset-backed securities.
Rule 13a-19 — Reports by shell companies on Form 20-F.
Rule 13a-20 — Plain English presentation of specified information.
Rule 13a-21 [Reserved]