Exemption of Certain Securities from Section 11(d)(1)
(Rules 11d1-1 to 11d2-1)
Rule 11d1-1 — Exemption of certain securities from section 11(d)(1).
Rule 11d1-2 — Exemption from section 11(d)(1) for certain investment company securities held by broker-dealers as collateral in margin accounts.
Rule 11d2-1 — Exemption from section 11(d)(2) for certain broker-dealers effecting transactions for customers security futures products in futures accounts.