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Law
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Library
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Securities Lawyer's Deskbook
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The Securities Exchange Act of 1934
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General Rules and Regulations Securities Exchange Act of 1934
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Hypothecation of Customers’ Securities
Hypothecation of Customers’ Securities
(Rule 8c-1 to 9b-1)
Rule 8c-1 — Hypothecation of customers’ securities.
Rule 9b-1 — Options disclosure document.